Accelerating the Growth of Your Enterprise Value

Dedicated to protecting and growing RIA enterprise value by empowering advisors and their firms with data, analytics, and insights.
Data & Analytics
Capital Strategies
M&A Strategy
Performance Marketing
SmartCompliance
CFO Program
Intelligent Investments
Transition Services
Data & Analytics
Capital Strategies
M&A Strategy
Performance Marketing
Smart Compliance
CFO Program
Intelligent Investments
Transition Services
Our Mission

ASx is dedicated to protecting and growing RIA enterprise value by empowering advisors and their firms with relevant data, analytics and insights that can help increase valuations.

We help RIA's optimize their businesses through learning and recommendations delivered by eight unique offerings: Data & Analytics, Capital Strategies, M&A Strategy, Performance Marketing, Smart Compliance, The CFO Program, Intelligent Investments, and Transition Services.

Data & Analytics
Empower Key Decisions

Power better decision making through strategic insights and business intelligence.

  • Manage and grow your practice and client wealth
  • Work more efficiently across your business units
  • Reduce risks by monitoring client activities, identifying outliers, and RIA marketplace trends
  • Produce better outcomes for clients with insights into practice benchmarks, client segments, and held away opportunities
Capital Strategies
Access Liquidity Without Giving up Control of Your Business

Make your next strategic opportunity a reality with flexible capital deployments.

  • Manage and grow your practice and client wealth
  • Work more efficiently across your business units
  • Enterprise Level Valuation
  • Comprehensive Market Analysis
  • Lead Generation Campaigns
  • Target Diligence
  • Pipeline Builder
M&A Strategy
ASx M&A Strategy Can Accelerate the Growth of Your Enterprise

Discover quality opportunities to grow your firm through an enterprise valuation, prospect engagement and deal diligence.

  • Better understand your firm's valuation
  • Win deals without losing sight of your clients
  • Enterprise Level Valuation
  • Comprehensive Market Analysis
  • Lead Generation Campaigns
  • Target Diligence
  • Pipeline Builder
Performance Marketing
Execute the Tactics that Your Business Needs to Grow

Optimize your approach and leverage marketing for successful business outcomes.

  • Uncover data-driven insights to convey a critical value proposition
  • Build strategic campaigns
  • Identify high performing social content
  • Super-charge your approach to PR
Smart Compliance
Optimize Your Approach to Compliance

Remove complexities to mitigate risk and protect your firm.

  • Ensure your documents are accurate and up to date
  • Remove the complexity and uncertainty of annual review filings
  • Deliver technology to enhance your compliance program
  • Compliance Foundations
  • Mock Examinations
  • Compliance Program Risk Assessment
  • Automated Compliance Technologies
The CFO Program
Access Enterprise-Level CFO Services

Inform key financial decisions with timely and accurate data & analytics.

  • Centralizes your firm’s financial decision-making capabilities
  • Deeply understand your firm’s profitability
  • Streamline expense management
  • Create strategic budgets to run your firm efficiently
  • Guide to Running An Elite RIA
  • Financial Stress Testing for RIA’s
  • Custom Performance Dashboard
  • Reporting & Financial Operations
Intelligent Investments
Empowering Advisors With a Suite of Investment Solutions

Grow third party money manager relationships and manage risks.

  • Combine thoughtful investment intelligence with advanced technology
  • Leverage institutional-quality research and consulting
  • Address specific advisor and client needs with our deep team of investment specialists and service professionals
  • Institutional Research & Consulting
  • Consulting & Specialist Support
  • Portfolio Management
Transition Services
Define Your Business Requirements

Prepare your business for efficient and effective RIA operations.

  • Onboarding assessments
  • Document normalization
  • Dedicated operational specialists
  • Process Optimization Protocol
  • Project Management Technology
  • Cloud-based Support Tools for Effective RIA’s
ASx Leadership Team
ED SWENSON
President
HARRIS BALTCH
Head of Capital and M&A Strategies
JAMIE GARDINER
Director of Business Consulting
COLE TURNER
Head of Client Experience
CASEY MCKEON
Business Consulting Specialist
FRANK COATES
Chief Technology Officer
TAYLOR HOWARD
Chief Digital Officer
GABBY HURTADO
Business Consulting Specialist
JUSTIN BARISH
Head of Digital Marketing
MARISSA NORRIS
Digital Marketing Specialist
RODES PONZER
Business Strategy & Marketing
KATIE COOK
Chief of Staff
NICK GERACE
ASX Investment Platform
CHERYL QUINN
CFO Program Specialist
BRETT DEWING
Capital and M&A Strategy Specialist
LAUREN BRYANT
Digital Marketing Specialist
WILLIAM ROSS
Capital and M&A Strategy Specialist
DIANA MASCH
M&A Strategy Specialist
JILL RUSSO
Smart Compliance Specialist
DWIGHT RUPPERT
CFO Program Specialist
KATE PIERSON
Digital Marketing Specialist
BIANCA LIRIANO
Digital Marketing Specialist
CHRIS MARSH
Capital and M&A Specialist
Connect With an ASx Specialist Today
Get in touch with us to learn more about how ASx products and services can boost your business today.